Missouri is a burgeoning hockey community with more than 6,200 USA Hockey members and is home to the St. Louis Blues National Hockey League (NHL) franchise. Many players from the state have gone on to play college and professional hockey. Wanting to honor players, coaches, executives, and officials who have contributed to the game’s growth in the state, Scott Rupp launched the St. Louis Amateur Hockey Hall of Fame in 2008. The inaugural class featured David Bates, Bud Stege, Eddie Olsen, Herman Kriegshauser, Tom K. Hurster, and Charlie Busenhart.
There are now 90 people in the St. Louis Amateur Hockey Hall of Fame in the following categories: player, coach, administrator, builder, and referee. There was no induction ceremony in 2021 due to the COVID-19 pandemic. Ralph Taylor (builder), Yan Stastny (player), Tom Shinabargar (player), Tony Sansone (builder), Wayne Neis (player), Joe Lunny (player), and Jamie Husgen (player) were inducted as part of the Class of 2020.
Taylor, inducted posthumously, was born in Canada in 1905 and played for the New York Rangers and Chicago Blackhawks in the NHL. He also played for teams in the International Hockey League (IHL) and American Hockey League (AHL). Taylor last played for the AHL’s St. Louis Flyers and later served the team as a color commentator. He spent his retirement in St. Louis and was highly involved in youth athletics until he died in 1976. Most notably, he co-founded the Missouri Amateur Hockey Association.
Yan Stastny was also born in Canada but relocated to St. Louis, Missouri, when he was 10 years old after his father, Peter, signed with the St. Louis Blues. Yan played for the Junior B St. Louis Jr. Blues and Junior A St. Louis Sting in his youth and won the Clark Cup and Gold Cup National Championship with the Junior A Omaha Lancers of the United States Hockey League (USHL). He later played two seasons at the University of Notre Dame and was selected by the Edmonton Oilers in the 2002 NHL Entry Draft. Yan played 91 games in the NHL, including 50 with the Blues, and represented the United States in the IIHF World Championships in 2005, 2006, and 2011.
Shinabarger, meanwhile, took an interest in hockey after watching the Blues and went on to play in the USHL and for Division-III Bemidji State University. The defenseman concluded his three-year stint at the school with 80 points in 103 games. He was named one of the team’s 50 greatest players in 2006.
Sansone played hockey at the high school level but was inducted as a builder for creating the Blues Special Hockey program, formerly known as Gateway Locomotives, in 1994. The program was the first in the United States to offer organized hockey instruction for individuals with developmental disabilities.
In his childhood, Neis played sports with the Boys Club of St. Louis and was a talented floor hockey player during the 1980s and early 1990s. Lunny, who relocated to St. Louis with his parents in the early 1960s, played youth hockey in the city and later played alongside fellow St. Louis Hall of Fame inductee Mike Robben at the College of the Holy Cross where he remains the school’s all-time leading scorer. He later played in the IHL and East Coast Hockey League. Husgen, a 12th-round pick of the Winnipeg Jets in 1983, signed a contract with the team in 1987 and spent two seasons with the Moncton Hawks in the AHL.
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While most prominent investment firms only hire professionals with post-secondary degrees, graduating from college isn’t a requirement to becoming a stockbroker. Prospective stockbrokers do, however, need to pass the Series 7 exam, also known as the General Securities Representative Qualification Examination, in order to qualify to legally purchase or sell securities products such as municipal fund securities, corporate securities, options, and variable contracts. Series 7 exam candidates need to be sponsored by a Financial Industry Regulatory Authority (FINRA) member firm.
As of October 1, 2018, exam candidates also need to complete the Securities Industry Essentials (SIE) exam. This is an introductory-level exam that covers a variety of securities topics and was designed to measure each candidate’s knowledge of fundamental concepts, securities products and their risks, and prohibited practices, among other topics. The SIE is a 75-question exam with questions in the following four sections: Knowledge of Capital Market; Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; and Overview of Regulatory Framework.
While Series 7 exam candidates need to be sponsored by a FINRA member firm to take the test, there are no requirements for individuals to take the SIE. Once a person completes the SIE, they have four years to complete the Series 7 exam or other top-off exams like the Series 6 (Investment Company Representative), Series 57 (Securities Trader), or Series 82 (Private Securities Offerings Representative).
Before FINRA introduced the SIE, the Series 7 exam was composed of 250 questions spanning five major job functions. Candidates had to pay $305 to take the exam and had six hours to complete it. Now, the exam contains 125 multiple choice questions and has a time limit of 3 hours and 45 minutes. Exam registration is $245 and the passing score is 72 percent.
The 150 multiple choice questions are broken down into the following sections: 91 questions in Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets, and Maintains Appropriate Records; 14 questions in Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions; 11 questions in Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives; and nine questions in Seeks Business for the Broker-Dealer from Customers and Potential Customers.
Once a candidate passes the Series 7 exam, they are permitted to sell covered products and activities such as mutual funds, stocks and bonds, exchange-traded funds, direct participation programs, municipal securities, and real estate investment trusts. They are not, however, authorized to sell real estate or life insurance products.
Some states also require stockbrokers and investment professionals to complete the Series 63 exam, in addition to the Series 7, to sell securities. Also known as the Uniform Securities Agent State Law Exam, the 65 multiple choice question test covers specific state laws and regulations and is developed by the North American Securities Administrators Association. FINRA administers the exam.
Those looking to earn their Series 7 license can complete the exam online by filling out and submitting the FINRA Online Exam Administration Request Form. In-person tests are also offered at select locations. There is no physical documentation for proof of exam completion. Instead, employers can access a current or prospective worker’s credentials via FINRA’s Central Registration Depository.
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